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Course Details

Information Security - Basic Safeguards for Practitioners (Course Id 1524)

Updated / QAS / Registry
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Author:

Andrew Clark, EA

Course Length:

Pages: 61 ||| Word Count: 41,237 ||| Review Questions: 18 ||| Final Exam Questions: 30

CPE Credits:

6.0

IRS Credits:

0

Price:

$53.95

Passing Score:

70%

Course Type:

Text
Information Security - Basic Safeguards for Practitioners - CPE course for CPAs

Technical Designation:

NonTechnical

Field Of Study:

Computer Software & Applications

Approved Audience:

NASBA QAS - NASBA Registry

Key Takeaways:

This course defines information security and teaches CPAs and tax practitioners how to recognize and mitigate cyber threats that target sensitive client data.

  • Explains why CPAs and tax practitioners are among cybercriminals most highly desired targets.
  • Describes numerous types of threats that exist today and how to protect computer systems and networks.
  • Covers how to create a security and risk management plan and how to respond immediately in the event of a data breach.
  • Worth 6.0 CPE credits in Information Technology as a self study text course on basic information security safeguards for practitioners, requiring a 30 question final exam preceded by 18 review questions (optional) and a 70% passing score.

Frequently Asked Questions:

This Information Security Basic Safeguards for Practitioners course teaches how to identify the importance of information security for CPAs and tax practitioners.

This course teaches how to identify the importance of creating internal controls and a security plan to protect client data.

This course teaches how to recognize the actions that must be taken in the event of a breach of sensitive client identity data.

Information Security Basic Safeguards for Practitioners is a Nontechnical, self study text course in Computer Software and Applications worth 6.0 CPE credits, requiring a 30 question final exam preceded by 18 review questions (optional) at a 70% passing score. CPEthink is approved by NASBA as a CPE sponsor and lists this course on the NASBA site as a courtesy for CPAs to search https://nasba.org.

Description:

All CPAs and Tax Practitioners deal with very sensitive client data. Cybercriminals are highly sophisticated, well-funded, and technologically adept at hacking computers and sealing information. CPAs and tax practitioners are some of their most highly desired targets. Cybercriminals desire the client data of all CPAs and tax practitioners. If these cybercriminals can successfully obtain the client information of CPAs and tax practitioners, they can file fraudulent tax returns for refunds or commit identify theft. As a result, all CPAs and tax practitioners must protect their client’s information by protecting their computers, networks and by taking some simple safety approaches. This course will define information security, describe the numerous types of threats that exist today and define how to protect your computer systems and networks to keep client data safe.

Usage Rank:

19200

Release:

2019

Version:

1.0

Prerequisites:

None.

Experience Level:

Overview

Additional Contents:

Complete, no additional material needed.

Additional Links:

Advance Preparation:

None.

Delivery Method:

QAS Self Study

Intended Participants:

Anyone needing Continuing Professional Education (CPE).

Revision Date:

14-Aug-2026

NASBA Course Declaration:

Participants must complete the final examination within one year of purchase and with a minimum passing grade of 70% or better to receive CPE credit unless otherwise noted on the Course History page (i.e. California Ethics must score 90% or better). After logging in click on the Course History links on your My Courses page for the Begin date and Expire date for the Final Exam.

Keywords:

Information Security - Basic Safeguards for Practitioners - CPE course for CPAs

Learning Objectives:


Course Learning Objectives

At the end of this course, students will be able to:
  • Identify the importance of information security for CPAs and Tax Practitioners,
  • Define the term “identify theft” and recognize how identify theft most commonly occurs,
  • Recognize why CPAs and Tax Professionals are being targeted by cybercriminals,
  • Recognize the importance of encrypting client data,
  • Identify the importance of creating internal controls and a security plan to protect client data, and
  • Recognize the actions that must be taken in the event of a breach of sensitive client identity data.


Course Contents:

Chapter 1 - Information Security - Basic Safeguards for Practitioners

Course Learning Objectives

Introduction

Information Security

Internet

Information Security Tools and Processes

Application security

Cloud security

Cryptography

Infrastructure security

Incident response

Vulnerability management

Security Concepts

Confidentiality

Integrity

Availability

People Accessing Information

Authentication

Authorization

Nonrepudiation

Information Security Risk Management

Risk Control

Unsecured Computers and Networks

Identify Theft

Identify Theft Methods

Trash Sifting/Dumpster Diving

Mail Theft

Address Manipulation: 

Skimming

Scanning

Straightforward Theft: 

Conning

Identify Theft Crimes

Yahoo Data Breach

Equifax breach

Target Data Breach

CPAs and Tax Practitioners are Being Targeted

Six Basic Safeguards

Install Operating System Updates

Antivirus Software

Malware Definition

Viruses and Worms

Virus

Worm

Trojans

Backdoor / Remote Access Trojan (RAT)

Botnets

Adware

Information stealers

Ransomware

Rootkits

Downloaders or droppers

File Wipers

Spyware

Malware Summary

Review Questions

Phishing

Spear Phishing

Clone Phishing

Whale Phishing

Social Media Phishing

Phishing Evolution

Phishing Opportunities

Criminals are Learning and Evolving

Phishing Tools

Bots/Botnets

Phishing Kits

URL Obfuscation

Simple HTML redirection

Use of JPEG images

Use of alternate IP addresses

Registration of similar domain names

Web Browser Vulnerabilities used for Phishing

Session Hijacking

Domain Name Resolving Attacks

Global DNS Hijacking Campaign

Cross-Site Scripting Attacks

Domain Name Typos

Man-in-the-Middle Attacks

Phishing-Related Malware Examples

Bancos

Bankash

W32/Grams

CoreFloo

Dyre Banking Malware

Phishing Mitigations

Phishing Solutions

Prevent Phishing Attacks:

Firewalls

Two-factor authentication

Backup software/services

Drive encryption

Data security plan

Complying with the Safeguards Rule

Who Must Comply? 

How to Comply

Securing Information

Employee Management and Training. 

Information Systems. 

Detecting and Managing System Failures. 

Creating an Information Security Risk Management Plan

Identify Risks

Perform Risk Analysis

Plan Risk Responses

Implement Risk Responses

Monitor Risks

Basic Security Training

Use Security Software

Avoid Phishing and Malware

Protect Personal Information

Mobile Phone Security

Mobile Phone Theft

Securing Mobile Phones

Installing Apps with Malware

E-mail attachments

SMS links

Create Strong Passwords

Making Passwords More Secure

Password Managers

Making Online Accounts More Secure

Securing Data Networks

Install Operating System Updates Regularly

Run Antivirus Software on all Computers and Run Regular Scans

Keep Antivirus Software Updated

Practice Safe Online Activities

Use Both network Firewalls and Personal Firewalls

Implement Secure Passwords and Enhanced Security Features

Encrypt Client Data

Back Up all Data Regularly

Email Security

Email Security- Best Practices for Companies

Email Security - Best Practices for Individual Users

Intrusion Prevention Systems (IPS)

Mobile Device Security

Network Segmentation

Virtual Private Network (VPN)

Physical Security

Disposing of Equipment Securely

Techniques for Removing Information

Deleting information

Overwriting information

Secure Erasure

Physical destruction

Disposing of Mobile Phones and Tablets

Signs of Data Theft

Data Theft Clues

What Happens if you are Hacked?

Preliminary steps include:

Data Loss Reporting

Review Questions

Glossary

Click to go to: Computer Software & Applications CPE Courses for CPAs
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