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Author: |
Jennifer Nelson, CISA, CIA |
Course Length: |
Pages: 3 ||| Review Questions: 5 ||| Final Exam Questions: 5 |
CPE Credits: |
1.0 |
IRS Credits: |
0 |
Price: |
$14.95 |
Passing Score: |
70% |
Course Type: |
Video |
Technical Designation: |
Technical |
Field Of Study: |
Auditing |
Approved Audience: |
NASBA QAS - NASBA Registry |
Key Takeaways: |
This course provides a practical guide to reviewing SOC reports, teaching how to interpret auditor opinions, coverage periods, and map complementary user entity controls.
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Frequently Asked Questions: |
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Description: |
This course provides a practical guide to reviewing SOC reports for SOX and compliance purposes. Participants will learn how to interpret key components of SOC reports, assess auditor opinions and coverage periods, and evaluate the relevance of subservice providers and control objectives. The course also covers how to map Complementary User Entity Controls (CUECs) and Subservice Organization Controls (CSOCs) and assess exceptions and qualifications. Designed for auditors, risk professionals, and compliance teams, this session equips attendees with actionable techniques to enhance SOC review effectiveness and documentation. |
Usage Rank: |
12500 |
Release: |
2025 |
Version: |
1.0 |
Prerequisites: |
None. |
Experience Level: |
Overview |
Additional Contents: |
Complete, no additional material needed. |
Additional Links: |
Internal: SOC 1 Reports Structure Usage and Revie
Internal: SOC 2 Reports Structure Usage and Review
External: Wikipedia on System and Organization Controls (SOC) - an overview of SOC 1, SOC 2 and SOC 3 frameworks and SSAE 18 standards
External: System and Organization Controls (SOC) - overview of SOC 1, SOC 2, SOC 3, and Trust Services Criteria
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Advance Preparation: |
None. |
Delivery Method: |
QAS Self Study |
Intended Participants: |
Anyone needing Continuing Professional Education (CPE). |
Revision Date: |
04-Aug-2025 |
NASBA Course Declaration: |
Participants must complete the final examination within one year of purchase and with a minimum passing grade of 70% or better to receive CPE credit unless otherwise noted on the Course History page (i.e. California Ethics must score 90% or better). After logging in click on the Course History links on your My Courses page for the Begin date and Expire date for the Final Exam. |
Keywords: |
SOC Report Review Techniques (Video) - CPE course for CPAs |
Learning Objectives: |
Course Learning Objectives Upon completion of this course, you should be able to:
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Course Contents: |
Chapter 1 - SOC Report Review Techniques Chapter 1 Review Questions Glossary |
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