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Course Details

Bernard Madoff Investment Securities Auditor - A Case Study In the AICPA Code of Conduct (Video) (Course Id 817)

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Author : Patricia McCarthy, MBA
Status : Production
CPE Credits : 1.0
IRS Credits : 0
Price : $14.95
Passing Score : 70%
NASBA Technical: Yes
Primary Subject-Field Of Study:

Regulatory Ethics - Regulatory Ethics for Course Id 817

Description :

This course is a Video. It is considered self-study. PowerPoint slides and a copy of the exam are also included. Bernard Madoff Investment Securities LLC was the source of the largest financial fraud in US history. Madoff perpetrated a simple Ponzi scheme whereby older investors were paid with newer investor funds, thus providing the impression of actual investment returns. The extent of the losses related to Madoff's Ponzi scheme have been estimated at $50 to $65 billion.

Many are astounded to hear that Bernard Madoff Investment Securities LLC was audited by a CPA. Unfortunately, Madoff's CPA apparently did not subscribe to the AICPA Code of Conduct as most of the rules contained in the code were ignored. What follows is a case study examining the conduct of Friehling & Horowitz CPA's P.C., the CPA firm that audited Bernard Madoff Investment Securities LLC, within the context of the AICPA Code of Professional Conduct.

Usage Rank : 0
Release : 2015
Version : 1.0
Prerequisites : None.
Experience Level : Overview
Additional Contents : Complete, no additional material needed.
Additional Links :
Advance Preparation : None.
Delivery Method : Self-Study
Intended Participants : Anyone needing Continuing Professional Education (CPE).
Revision Date : 06-Aug-2018
NASBA Course Declaration : Participants must complete the final examination within one year of purchase and with a minimum passing grade of 70% or better to receive CPE credit unless otherwise noted on the Course History page (i.e. California Ethics must score 90% or better). After logging in click on the Course History links on your My Courses page for the Begin date and Expire date for the Final Exam.
Approved Audience :

NASBA QAS - NASBA Registry - 817

Keywords : Regulatory Ethics, Bernard, Madoff, Investment, Securities, Auditor, Case, Study, AICPA, Code, Conduct, Video, cpe, cpa, online course
Learning Objectives :

Course Learning Objectives

    Describe the AICPA Code of Professional Conduct as it relates to the professional conduct of the auditor of Bernard L. Madoff Investment Securities LLC.
Course Contents :

Chapter 1 - Bernard Madoff Investment Securities Auditor A Case Study In the AICPA Code of Conduct

Topics covered:

Madoff PonziScheme

SECComplaint

AICPA Code of Conduct

Chapter 1 Review Questions

CPE Regulatory Ethics Course: https://www.cpethink.com/aicpa-based-ethics-for-cpas
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