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AI Series - Audit and Compliance (Course Id 2269)

QAS / Registry
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Author:

Kelen Camehl, CPA, MBA

Course Length:

Pages: 20 ||| Word Count: 5964 ||| Review Questions: 5 ||| Final Exam Questions: 5

CPE Credits:

1.0

IRS Credits:

0

Price:

$12.95

Passing Score:

70%

Course Type:

Text
AI Series - Audit and Compliance - CPE course for CPAs

Technical Designation:

Technical

Field Of Study:

Specialized Knowledge

Approved Audience:

NASBA QAS - NASBA Registry

Key Takeaways:

This course explains how AI is used in audit and compliance work to improve risk assessment, automate procedures, and detect fraud and anomalies.

  • Explains how AI helps auditors identify risks by analyzing large amounts of data and setting materiality thresholds.
  • Covers how AI tools automate audit procedures such as data analysis and testing.
  • Addresses how AI detects anomalies and fraud by identifying unusual patterns in financial data and transactional records.
  • Worth 1.0 CPE credit in Auditing as a self study text course on AI in audit and compliance, requiring a 5 question final exam preceded by 5 review questions (optional) and a 70% passing score.

Frequently Asked Questions:

This course recognizes the role AI plays in audit planning and risk assessment.

This course identifies audit procedures such as data analysis and testing that can be automated using AI driven tools.

This course recognizes AI techniques for detecting anomalies and fraud during audits.

AI Series Audit and Compliance is a Technical, self study text course in Specialized Knowledge worth 1.0 CPE credit, requiring a 5 question final exam preceded by 5 review questions (optional) at a 70% passing score. CPEthink is approved by NASBA as a CPE sponsor and lists this course on the NASBA site as a courtesy for CPAs to search https://nasba.org.

Description:

This course provides an overview of how AI is used in audits and compliance tasks.  It discusses how AI helps auditors identify risks by analyzing large amounts of data and setting materiality thresholds based on historical data and industry standards.  It also addresses how AI tools can be also automate audit procedures like data analysis and testing and how AI can detect anomalies and fraud by spotting unusual patterns in financial data and transactional records.

Usage Rank:

23500

Release:

2024

Version:

1.0

Prerequisites:

None.

Experience Level:

Overview

Additional Contents:

Complete, no additional material needed.

Additional Links:

Advance Preparation:

None.

Delivery Method:

QAS Self Study

Intended Participants:

Anyone needing Continuing Professional Education (CPE).

Revision Date:

04-Jun-2026

NASBA Course Declaration:

Participants must complete the final examination within one year of purchase and with a minimum passing grade of 70% or better to receive CPE credit unless otherwise noted on the Course History page (i.e. California Ethics must score 90% or better). After logging in click on the Course History links on your My Courses page for the Begin date and Expire date for the Final Exam.

Keywords:

AI Series - Audit and Compliance - CPE course for CPAs

Learning Objectives:


Course Learning Objectives

Upon completion of this course, you will be able to:
  • Recognize AI's role in audit planning and risk assessment
  • Identify how AI can automate audit procedures
  • Recognize AI techniques for detecting anomalies and fraud during audits
  • Identify AI's application in compliance monitoring


Course Contents:

Chapter 1 - AI Series - Audit and Compliance

Course Learning Objectives

Course Overview

Introduction

Role of AI in Audit Planning and Risk Assessment

Risk Identification

Materiality Determinations

Automating Audit Procedures with AI-Driven Tools

Review Questions

Detection of Anomalies and Fraud Using AI Techniques

Compliance Monitoring and Regulatory Reporting with AI

Best Practices for Implementing AI Tools

Conclusion

Review Questions

Glossary of Key Terms

Click to go to: Artificial Intelligence (AI) CPE Courses for CPAs | CPEthink
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