Home
0
Home
Use Landscape to see Search/Filter
Item Types:
Field of Study:
Authors:
CPE Hours:
Keyword:
Hide left panel Collapse Menu
Recent Searches
No recent searches found.
Course Details

SEC Enforcement of Accounting and Reporting Regulation (Course Id 1433)

New / QAS / Registry   Add to Cart 
Author : Christopher J Demaline, CPA, CMA, CFE, MBA
Status : Production
CPE Credits : 1.5
IRS Credits : 0
Price : $13.45
Passing Score : 70%
NASBA Technical: Yes
Primary Subject-Field Of Study:

Accounting - Accounting for Course Id 1433

Description : This course covers the U.S. Securities and Exchange Commissions (SECs) role in accounting and reporting compliance, provides a presentation of the SEC enforcement process and reviews actual enforcement cases.
Usage Rank : 0
Release : 2018
Version : 1.0
Prerequisites : None.
Experience Level : Overview
Additional Contents : Complete, no additional material needed.
Additional Links :
Advance Preparation : None.
Delivery Method : Self-Study
Intended Participants : Anyone needing Continuing Professional Education (CPE).
Revision Date : 24-Nov-2018
NASBA Course Declaration : Participants must complete the final examination within one year of purchase and with a minimum passing grade of 70% or better to receive CPE credit unless otherwise noted on the Course History page (i.e. California Ethics must score 90% or better). After logging in click on the Course History links on your My Courses page for the Begin date and Expire date for the Final Exam.
Approved Audience :

NASBA QAS - NASBA Registry - 1433

Keywords : Accounting, SEC, Enforcement, Accounting, Reporting, Regulation, cpe, cpa, online course
Learning Objectives :

Course Learning Objectives

    1. Recognize the U.S. Securities and Exchange Commissions role in accounting and reporting compliance
    2. Describe U.S. Securities and Exchange Commission investigation and enforcement process
    3. Describe how the U.S. Securities and Exchange Commission and public companies disclose investigations

Chapter 1
The U.S. Securities and Exchange Commissions Role

Learning Objective: Recognize the U.S. Securities and Exchange Commissions role in accounting and reporting compliance

Chapter 2
U.S. Securities and Exchange Commission Investigations and Sanctions

Learning Objective: Describe the U.S. Securities and Exchange Commission investigation and enforcement process

Chapter 3
Making the Public Aware

Learning Objective: Describe how the U.S. Securities and Exchange Commission and public companies disclose investigations.
Course Contents :

Course Learning Objectives

Introduction

Chapter 1 - The U.S. Securities and Exchange Commissions Role

Introduction

Importance of regulatory enforcement

Overview of the U.S. Securities and Exchange Commission

Corporate reporting guidelines

Limitations of regulatory enforcement

Accounting and Auditing Enforcement Releases

Chapter 1 Summary

Review Questions

Chapter 2 - U.S. Securities and Exchange Commission Investigations and Sanctions

Introduction

SEC investigation and enforcement

SEC accounting enforcement process.

Sanctions and firm effects

Determination of the fine amount.

Effect of sanctions.

Chapter 2 Summary

Review Questions

Chapter 3 - Making the Public Aware

Introduction

Company Disclosure

Litigation narratives.

Commitments and Contingencies.

Risk disclosures.

SEC Releases

Case 1

Case 2

Chapter 3 Summary

Review Questions

References

Glossary

CPE Accounting Course: https://www.cpethink.com/accounting-cpa-courses
Thank you for taking one of our free courses. Please select “Ok” so that we and the author can let you know about other free courses and special offers. If not please reply "No Thanks". Either way enjoy your free CPE course!
  
Exam completed on .

Do you want to add the course again?