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Key SEC Regulations Accountants Should Know About (Course Id 2325)

QAS / Registry
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Author : Kelen Camehl, CPA, MBA
Course Length : Pages: 32 ||| Word Count: 13,529 ||| Review Questions: 6 ||| Final Exam Questions: 10
CPE Credits : 2.0
IRS Credits : 0
Price : $17.95
Passing Score : 70%
Course Type: NASBA QAS - Text - NASBA Registry
Technical Designation: Technical
Primary Subject-Field Of Study:

Accounting - Accounting for Course Id 2325

Accounting, Key, SEC, Regulations, Accountants, Know, About, cpe, cpa, online course
Description :

This course provides an overview of key SEC regulations that accountants should be familiar with.  This includes a discussion of the Securities Act of 1933 and the Securities Exchange Act of 1934, as well as specific Regulations including Regulation S-X, Regulation S-K, and Regulation FD.  This course also provides some examples of how companies may be in violation of certain of these Regulations.  Finally, this course concludes with a discussion of some of the key requirements of the Sarbanes-Oxley Act which seeks to enhance corporate transparency, accountability, and governance practices.

Usage Rank : 40000
Release : 2024
Version : 1.0
Prerequisites : None.
Experience Level : Overview
Additional Contents : Complete, no additional material needed.
Additional Links :
Advance Preparation : None.
Delivery Method : QAS Self Study
Intended Participants : Anyone needing Continuing Professional Education (CPE).
Revision Date : 18-Jun-2024
NASBA Course Declaration : Participants must complete the final examination within one year of purchase and with a minimum passing grade of 70% or better to receive CPE credit unless otherwise noted on the Course History page (i.e. California Ethics must score 90% or better). After logging in click on the Course History links on your My Courses page for the Begin date and Expire date for the Final Exam.
Approved Audience :

NASBA QAS - Text - NASBA Registry - 2325

Keywords : Accounting, Key, SEC, Regulations, Accountants, Know, About, cpe, cpa, online course
Learning Objectives :

Course Learning Objectives

Upon completion of this course, you will be able to:
  • Identify key requirements related to the Securities Act of 1933 and Securities Exchange Act of 1934
  • Recognize specific requirements included in Regulations S-X, S-K, and FD
  • Distinguish between requirements included in Regulation S-X and S-K
  • Recognize key requirements of the Sarbanes Oxley Act of 2002

Course Contents :

Chapter 1 - Key SEC Regulations Accountants Should Know About

Course Learning Objectives

Course Overview

Introduction

Summary of Key SEC Regulations

Review Questions

Securities Act of 1933

Securities Exchange Act of 1934

Securities Act of 1933 vs. Securities Exchange Act of 1934

Review Questions

Regulation S-X

Regulation S-K

Regulation Fair Disclosure (FD)

Sarbanes Oxley Act

Conclusion

Review Questions

Glossary of Key Terms

Click to go to: Accounting CPE Courses | Online Accounting Courses for CPAs
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